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Category Archives: Friend

Kappa

Kappa Mikey

Also Called: Gataro (“River Boy”), Kawako (“River Child”), Kawataro (“River Boy” or “River Tiger”), Komahiki (“Horse Puller”), Suiko (“Water Tiger”)

There are some eighty names for kappa depending on the region they’re found in. Next to the oni and tengu, kappa are some of the best known yokai found in Japan.

Some of these other names are: Dangame (“Soft-Shelled Turtle”), Enko (“monkey”), Gawappa, Kawappa, Kawaso (“otter”), Kogo, Mizuchi, Mizushi, and Suitengu.

 Etymology – “River-Child” from the words kawa for “river” and wappo, an inflection of waraba meaning “child.”

In the Shinto Religion of Japan, Kappa are mischievous water spirits or yokai who will pull young children and the unwary into the river and ponds where they live and drown them. Kappa are also known for attacking travelers and animals. Even today, many towns and villages keep signs out warning of the dangers of kappa near a river.

Some of the less deadly pranks that kappa will pull are passing gas loudly and looking up women’s kimonos. They will also steal crops, flat out kidnap children and rape women.

The kappa are curious about human culture, they are not mindlessly aggressive and many can be appealed or reasoned with as they do speak Japanese. Wisemen were known to befriend kappa and learn the art of setting bones from them. It’s thought that somehow, kappa were once wise monkeys.

Kappa will also sometimes challenge people to different tests of skill such as shogi or sumo wrestling. People have been known to befriend kappa by giving gifts and offerings, often of food and especially cucumbers.

The kappa are a major folkloric figure that people have reported seeing for centuries. They have remained a staple of literature and even the tourist industry in some towns will tell visitors to be wary of kappa and to be careful.

Suijin

In Shinto, the Kappa are viewed as one of many types of Suijin or water people or even water deities. Many of these water deities or spirits are often depicted as snakes, dragons, eels, fish, turtles and kappa. It is believed that belief in kappa can be traced back to China, though much of the kappa lore is native to Japan.

With the arrival of Chinese and Koreans during the 2nd century C.E. along with the arrival of Buddhism in Japan, the imagery of kappa would be begin to take on these attributes.

While the name for the most powerful Suijin in Japan is Mizu no Kamisama or Goddess or God of Water, the kappa are more accurately referred to as Kawa no Kami or River Deity reflecting a less powerful status.

The offering of cucumbers to kappa may have come from a tradition of giving the year’s first crop of cucumbers and eggplants to the local river to either appease local water deities or hungry ghosts.

Festivals – There are still some festivals held in places, twice a year during the equinoxes to placate the kappa and ensure a good harvest. These festivals also mark the time of the year when the kappa travel down from the mountains to the rivers and back up.

Kappa Odori Dance – This is a sacred Shinto dance used to pray for abundant crops. Young boys dress up as kappa and jump and bounce around in time to the humorous music as it’s played.

Jozankei Hot Springs – A local spa near the Toyohiragawa River to the southwest of Sapporo. Named after the monk who found the place, the kappa are local guardian spirits. Some 23 kappa statues stand around the area. The Kappa Pool becomes very lively in early August during the Kappa Festival. A local legend holds that the story of the Kappa Buchi occurred here.

Ancient Origins?

Ainu Folklore – The Ainu are Japan’s earliest inhabitants who live mostly on the northern island of Hokkaido. The connection here is very tentative as some believe that the kappa come from Ainu folklore. There’s just not enough known of their mythology to really make a concrete connection. What does get cited is that near the main city Sapporo on Hokkaido is an area known as Jozankei where the legends for the “Great Kappa King” and the “Kappa Buchi Legend” can be found, though these stories are not likely to be of Ainu origin and mythology.

Nihon Shoki – Chronicles of Japan – One of Japan’s earliest and official records, it was compiled sometime around 720 C.E. It is the first text to refer to kappa where it is called Kawa no Kami or River Deity in this text.

Wakan Sansaizue – Kappa don’t really take on popularity until around Japan’s medieval era, during the Edo period. The Wakan Sansaizue is a 105-volume encyclopedia dating to about 1713 C.E. and is the first to depict a kappa.

Gazu Hyakkiyagyō – Or the “Night Procession of One Hundred Demons” is a four volume text that next shows and depicts kappa within it.

From here, the popularity of kappa in continues in the Edo Period, appearing in a serial called Kasshiyawa where the kappa called Kawataro. Another document is the Mimibukuro, a 10-volume text written by Negishi Yasumori.

Portuguese Monks – When Portuguese monks arrived in Japan during the 16th century, their appearance of cloaks that hung down in back like a kappa’s shell and their shaven heads resulting in a bald head crowned with hair known as a Capa for the Portuguese word for this hair style would easily become absorbed into Japan’s Kappa lore…. After all a homophone of words Kappa and Capa sound very alike.

Drowned Monkeys – Some legends will hold that the first kappa come from monkeys. Yanagida Kunio records a story where he notes that some regions of Japan referred to kappa as enko or monkeys.

There is a famous Buddhist story from China in which a group of monkeys tried to capture the moon’s reflection. For their trouble and efforts, the monkeys were drowned.

The Monkey King Versus The Water Demon – There are a number of tales for the Indian collection of Buddha stories called Jataka. Dating from the 3rd century B.C.E. India and Sri Lanka, the story in question features the monkey kingdom under attack from a monkey-eating water demon. The wise monkey king outwitted the demon with bamboo.

So, what’s the connection? In Sanskrit, the word Kapi translates to monkey. It’s possible that Kappa is a distorted form of Kapi. It would explain some of the descriptions of kappa being monkey-like is a carry over of this distortion. Further, there is a kapi jembawan, a monkey sage in Indonesian folklore based on the Dwarka kingdom where Lord Krishna ruled. The famous Hindi poet, Tulsidas who wrote the Ramayana some 500 years ago, uses the word kapi in place of the Vanara or monkey folk in the South who help Rama defeat Ravana.

If we’re looking at linguist connections, that could all hold up.

Description

Kappa look like child-sized humanoid turtles or more often monkeys with scaly limbs and thick tortoise shells. Some kappa are depicted with ape-like faces while others are more beaked. Skin coloration ranges from green to yellow and even blue.

The most distinguishing feature of kappa are the bowl or saucer-shaped depressions on the top of their heads called a sara (meaning “dish,” “bowl,” or “plate.”) When leaving the water, kappa makes sure that the sara is kept filled with water. The sara is surrounded with scraggly hair in a bobbed hair style known as okappa-atama. Should the kappa loose this water, it loses its strength and powers, possibly even dying in this weakened state if water isn’t refilled. Some kappa are reputed to have taken to wearing a metal plate or cap to cover their sara so the water doesn’t pour or dry out, thus weakening them.

Depending on the story, the arms of a kappa are said to be connected to each such, that the kappa can slide their arm from one side to the other. I can see that trick, the kappa is wearing a shell, pull one arm in and stuff it out the other arm hole, much like a person does when wearing a t-shirt. I’m sure it’s a simple enough illusion and magic trick to pull off.

Aquatic creatures who live in ponds and rivers, Kappa also possess webbed hands and feet. People have commented that Kappa smell like fish. Some of the legends involving kappa have them spending spring and summer down in the water during autumn and winter, heading up to the Yama-no-Kami (“Mountain Deities”) mountains. While kappa can be found throughout much of Japan, they’re often found in the Saga Prefecture.

Hyosube – This is the name for the kappa’s hairy cousin. The two are identical otherwise in terms of physical attributes and what they do. The biggest distinction of the two aside from hair, is that kappa are more prone to staying outside. The Hyosube are more likely to sneak into people’s homes to cause mischief, namely to take a bath. Being so hairsute, the hyosube are known to shed hair which is deadly to those who encounter it in Japanese folklore.

Shibaten – Also called Shibatengu, is a more turtle-like kappa where the kappa can be more ape or monkey like in appearance.

Diet

The kappa feed on a diet of blood and cucumbers.

Blood – Young children are told to be wary when playing near the water’s edge of ponds and rivers. Children are a kappa’s favored meal though they’re not above eating an adult.

Eww… so what makes humans so appealing to a kappa is a shirikodama that they will suck out of a person’s anus. Alrighty then.

And the shirikodama? Depending on the source and legend, that’s a mystical ball containing a person’s life force or soul that’s found near the anus, entrails, in the blood or liver.

Cucumbers – The only thing that kappa love more than small children. Its customary for some Japanese parents to write the names of their children or themselves on a cucumber and toss it into a pond or river where the kappa are believed to dwell.

Other Food Offerings – Cucumbers aren’t the only food item a kappa will accept. Offerings of eggplant, soba noodles, natto (fermented soybeans) and kabocha (winter squash) are accepted by kappa.

Powers

Being an aquatic yokai, it goes without saying that kappa are master swimmers with a vast knowledge of water and it’s importance.

Strength – Much of a kappa’s strength is tied to the waters of the pond or river it calls home. The water that a kappa keeps in the depression on its head is a source of its strength and even life.

Flatulence – I’m not sure that I would call this a power. Suffice to say that a kappa can use a particularly noxious gas attack in self-defense much like skunks do. A kappa is known to release this gas not just as a prank but to get someone like fishermen to let it go.

Flight – So those cucumbers offered to the kappa, not only do they eat the cucumbers, the kappa uses them to fly around on like dragonflies. Okay….

Weaknesses

So how does one manage to thwart and defeat a Kappa you might ask?

Arms – If we go off the idea that the arms of a kappa are connected to each other, they can be easily pulled off. If a person manages to get a kappa’s arm, they will perform a task in order to get it back. Assuming the arm can be reattached.

Challenges – Kappa aren’t mindlessly aggressive, and a person can reason with them. If they don’t have an offering of cucumbers to give, a person can try challenging the kappa. Most challenges usually take the form of feats of strength with wrestling matches.

One challenge found in a folktale sees a Farmer’s daughter get promised to a kappa in marriage in exchange for the yokai to irrigate his land. The daughter challenged the kappa to submerge several gourds in water. When the kappa failed at this task, the daughter was freed from the marital arrangement.

Fire – Being water creatures, it stands to reason that Kappa are held to be afraid of fire and loud noises. Some villages in Japan will have fireworks festivals each year to try and scare away spirits.

Land – Kappa can’t survive for long on the land and must always keep their heads wet, especially the sara filled with water.

Etiquette – That in mind, the kappa are overly found of etiquette, so if you bow deeply to them in greeting, they will bow as well, spilling the water from their sara. With this water spilled, the kappa loses its strength and any powers, becoming weakened and possibly die if this water isn’t refilled. It must be water from their home river or pond that is poured back in. If a human is the one who refills this water, it is believed that the kappa would the human in question for the rest of eternity.

Cucumbers – Offering the Kappa a nice tasty cucumber is sure to do the trick and placate them instead of trying to haul you into the river to drown.

Instead of offering the cucumber, a person would the vegetable themselves as a means of protection before swimming. Though some will say this is sure to guarantee an attack.

Miscellaneous – There’s a variety of other items that supposedly drive away kappa. These items include ginger, iron and sesame.

A Friend For Life

Those who have successfully befriended a kappa find that they truly have a friend for life. Kappa are known to help farmers in any number of ways such as irrigating fields. The kappa are very knowledgeable in the way of medicine and have been known to teach the art of bone setting to humans.

There are shrines to kappa that have been established, especially of a particularly helpful kappa. You could trick a kappa into service via the bowing and refilling the bowl on their head with water. He’s not likely to be so nice about the help he gives then.

The kappa, like the European Fae won’t break an oath as their sense of etiquette and decorum is such, they just won’t. So yeah, a human can trick a kappa into service and get one to swear an oath to them, the kappa’s sense of honor says they will follow it through to the end.

Japanese Expressions

There are a few expressions associated with kappa.

Kappa Maki – A cucumber sushi roll named for kappa.

“Kappa-no-kawa-nagare” – This phrase translates to “A kappa drowning in a river” is used to mean that even an expert can make mistakes.

“Kappa no He” – Much ado about nothing, the literal translation is water-imp fart. This is my new favorite.

Okappa – the bobbed hairstyles that look like those kappa sport.

Koppojutsu

This is a martial arts style invented by Kappa who will sometimes teach it to humans. The name of koppojutsu translates as “attacks against bones.” It is a hard-martial art compared to another, koshijutsu that is a soft-martial art that targets an opponent’s muscles.

Kappa-Buchi

The Kappa Pool is a legend found in the Jozankei region of Japan.

A young man was out fishing in a deep pool and he ended up falling in. He never surfaced. Some months later, as his father slept, the son came to him in a dream and told his father that he was living happily with the Kappa, that he even had a kappa wife and child. Shortly after, the pool came to be known as the Kappa Buchi.

Kappa Bashi

The Kappa bridge found in Tokyo used to be farmland that was surrounded by canals prone to flooding. During the late Edo period, a raincoat dealer, Kappaya Kihachi spent his entire fortune on building a better drainage system. The work proved more difficult than expect and taking longer to complete.

Falling into despair and about to give up, the man was visited by a kappa whose life he had saved many years before. The kappa had arrived to help and in no time at all, the new drainage system was completed. Further, the story goes that those who saw the kappa were blessed with good fortune. Shortly after, the Kappa Temple was built to honor and enshrine the kappa as a local deity.

Saiyuki – Journey West

When the Chinese epic of Journey to the West arrived in Japan, the character of Sha Wujing’s name is changed to Sangojo or Sagojo. Where Sha Wujing or Sandy is often depicted as a Water Buffalo or some kind of water demon, in Japan, he is frequently identified as a kappa.

Horses & Livestock & Monkeys!

Continuing a connection of Kappa to the Journey West story, in which kappa come from drown monkeys. In Chinese lore, monkeys are shown riding horses and in Journey West, the Jade Emperor appoints Monkey or Son Goku to a position of a Stable Hand or Protector of Horses.

This connection could explain a few different folktales and stories of kappa harassing people’s horse and cattle. There is a story recorded by Lafcadio Hearn in Kawachimura where a horse-stealing kappa was captured and forced to sign an agreement never to harm any people or steal from them again. The kappa even went so far as to swear he would get his fellow kappa to swear to the oath of leaving humans alone.

Of course, it could be too much of a stretch and horses were just one of many animals and objects that kappa would try to steal from humans.

Possible Reality Behind The Myths

Drowning – It’s likely stories of kappa developed as a means to scare and warn children from wandering too close to the water’s edge at any pond or river.

Kappa are even blamed for drowning deaths and signs are still posted near bodies of water that warn of kappa dangers.

Giant Salamanders – It makes sense, that inspiration for the kappa could come from the Japanese giant salamander or hanzaki. It is a large, aggressive salamander that grow up to five feet in length that will grab its prey with powerful jaws.

Miscarriages & Leech Babies – Touching back on that idea of kappa rapping women. There is an 18th century Ukiyo-e picture by Utamaro showing a kappa rapping an ama diver while underwater. That’s a bit unpleasant. More relevant might be a belief found in Kunio Yanagita’s Tono Monogatari, in which women who were raped by kappa and became pregnant often had repulsive babies born. These babies, called Leech Babies, would be buried shortly after.

Sometimes these stillborn babies would be tossed into a river and children would be warned to stay away from the water’s edge to avoid seeing these dead babies. Sadly, sometimes a poor family might have tossed an unwanted baby into the river if they couldn’t afford to care for it.

It’s possible a woman might say she had been raped by a kappa in order to try and explain why a baby was born deformed and likely stillborn. It would provide a way of saving face to explain a stillborn and deformities. That’s my take after reading in Celtic folklore and comparing it the myths regarding Changelings and parents who have a child that dies of SIDs, you just say the fairies came and took your baby and that the one isn’t real. Because somewhere, your real baby is still alive.

Similar Folkloric Figures

There are a few other, similar figures found in other cultures from around the world that have been used to scare young children from straying too close to the water’s edge.

Kelpie – A fearsome water horse in Scottish folklore known to drown those who try to ride it.

Näkki – A water monster from Finnish folklore.

Neck – Also called Nix or Nixie, a similar shapeshifting creature to the Näkki, only from Germanic and Scandinavian folklore.

Shui Gui – Water Ghost or Water Monkey is a similar creature found in Chinese folklore.

Siyokoy – Found in the Philippin islands and known for kidnapping children. Their description is very similar to those of kappa.

Vodyanoy – A frog-like water spirit found in Slavic folklore.

Vodnik – A green humanoid spirit or creature found in western Slavic folklore, particularly in the Czech Republic and Slovakia.

 

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Zwarte Piet

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Also called: Black Pete, Black Peter, Père Fouettard, Schwaarze Péiter

Etymology: Black Peter

December has come and with it many familiar Winter Celebrations and Holidays.

The Dutch character of Zwarte Piet is one mired in controversy and folklore. In the folklore of the Low Countries of Europe, Zwarte Piet is a companion to Saint Nicholas or Sinterklaas if you please in Dutch. Saint Nicholas is also synonymous with Santa Claus for those living in the US. Unfortunately for the character of Zwarte Piet, he has come under a lot of controversy and allegations of racism in recent years, especially among the Netherland’s migrant community.

Zwarte Piet is traditionally depicted as being black as he’s said to either be a Moor from Spain or to have gotten black from going down chimneys delivering presents. Many people who dress up as Zwarte Piet, dress in colorful Renaissance Page outfits, blackface makeup, curly wigs, red lipstick, and earrings. The character of Zwarte Piet that most people in the Netherlands have become familiar with first appeared in a book written by Jan Schenkman in 1850.

The Feast Of Saint Nicholas – December 5-6th

Where many American children get excited for Santa Claus on December 25th, in Europe, children get excited for Saint Nicholas’ arrival on December 5th (Aruba, Curacao and the Netherlands) or 6th (Belgium and Luxembourg). His arrival is accompanied by Zwarte Piet (Zwarte Pieten for plural) who hands out sweets and presents to many children. Zwarte Pieten will begin to make their appearances in the weeks before Saint Nicholas’ Feast. Their first appearance is when Saint Nicholas arrives and is greeted with a parade. In some parts of the Netherlands, Saint Nicholas will arrive by boat, having come all the way from Madrid, Spain. The Zwarte Pieten’s job then is to entertain the children, handing out sweets known as pepernoten, kruidnoten and strooigoed as Saint Nicholas makes his rounds.

Zwarte Piet’s Origins – Clash Of Cultures, Religion & Traditions

For anyone who even does just a cursory study of the Winter Celebrations of Christmas and the numerous related holidays for this time of year, can see that there has been a constant, evolving and changing view of how the Winter Holidays and Traditions have changed or adapted over the centuries and even millennia.

Many people can easily find and take note of Pagan elements for the holidays and why they were celebrated. The arrival of a new religion, Christianity as it spread and took over, clearly supplanted many of these older holidays and often the older Pagan traditions were adapted to the Christian celebrations of Christmas with new Christian imagery and symbolism.

Sometimes the origin and introduction of one tradition are clear cut and easy to point out and other times the passage of time has made it murky and there tends to be a lot of guesswork and overlay that makes it harder to separate all of the different elements. Ultimately it is a mixture and grab bag of different religions and traditions that have mixed together and changed over the years.

The Wild Hunt – Odin

I’ll include this connection as it is one that is often passed around and it does appear to bear merit.

The Wild Hunt is a phenomenon found in many different European countries and cultures of a nightmarish, supernatural force led by some dark spectral hunter on horseback and accompanied by a host of other riders and hounds as they chase down unlucky mortals, either until they drop dead of exhaustion, are caught and forced to join the Wild Hunt or they can evade the Hunt until dawn.

Just exactly who it is that leads the Hunt does vary country by country in Europe. One connection made is that of Woden or Odin in Germanic folklore. On New Year’s Eve, Woden would ride out during the night on his white, eight-legged steed Sleipnir. Woden or Odin is always accompanied by his two black ravens, Huginn and Muninn. These two ravens would sit at the edge of a chimney, listening to those within and then tell Woden of any good or bad behavior of those living in the dwelling. This report would determine if Woden left any gifts or chased down and abducted the unruly mortal with his Wild Hunt.

Middle Eastern Connections?

I came across this when doing research for the figure of Hajji Firuz.

Just as Zwarte Piet is paired up with Sinterklaas, so too is Hajji Firuz paired up with Amu Nowruz.

Where Sinterklaas is known to give gifts out to children, so too does Amu Nowruz give out gifts to children on Nowruz, the Persian New Year. Amu Nowruz’s name means “Uncle Nowruz.” The Russians hold a similar tradition of the “Grandfathers” for both Winter and Spring who die and are replaced by the other or reborn. The tradition of gift-giving doesn’t become associated with some of the European deities until the arrival of Christianity.

The character of Hajji Firuz has also been under similar attacks by people who see a negative racist implication in some countries such as Iran. Despite this, many people still love Hajji Firuz and the air of festivities he brings. His darkened skin is often seen as only face paint representing soot from a fire.

Exactly how good of a connection there is between Sinterklaas and Zwarte Piet with Amu Nowruz and Hajji Firuz? It’s hard to say, though the similarities between the two are interesting to note.

Sinterklaas, You’re The Devil

To better understand Zwarte Piet, one needs to understand who Sinterklaas is. Unlike the American Santa Claus who is seen as fat and jolly, Sinterklaas is a thin and stern man who is a combined figure of both Saint Nicholas from Turkey and the Germanic god Woden.

Saint Nicholas – From Myra, Turkey, Saint Nicholas is a Catholic Bishop who rides on his white horse, Amerigo as he travels. He is the patron saint of children, sailors and the city of Amsterdam. There are stories of Saint Nicholas leaving gifts in choir boys’ shoes and throwing money down chimneys to pay for a girl’s dowry that has contributed to the modern celebrations of Saint Nicholas’ Day and Christmas.

Woden – It has been pointed out that Woden is a god of poetry and wisdom. He is also the god who brought and introduced runes, the writing system. This is seen in the Dutch traditions of singing songs, writing poems and the passing out of pepernoten. Even Sinterklaas’ hat and staff are a reflection of Woden and not just that of Saint Nicholas, a stern catholic bishop riding on his white horse. Though the horse too is a reflection of Woden’s eight-legged horse Sleipnir that he rides. Woden’s helpers are the ravens, Huginn and Muninn who report back to him of all of mens’ deeds.

The connections of Sinterklaas traditions to Pagan Europe before its Christianization is fairly well known. And since then, there has been a further, continued mixing of Christian elements to a Pagan figure. Some of which haven’t always been completely smooth or “nice and tidy” changes. Nor has the image of Sinterklaas always been so benign.

Before the appearance of any companions for Sinterklaas, he would be the one to deliver gifts to good children or coal and switches to naughty children. At this point, he pretty much worked alone.

Sinterklaas wasn’t a very nice figure and one who could also provide a lot of nightmares. With the influence of Christianity and wanting everything in absolutes of black and white, the imagery of Sinterklaas chaining the devil became prominent as the triumph of light over darkness. This is a theme very central to the Yule-tide celebrations for the turning of the year as the nights now begin to grow shorter and the days longer.

Sidenote: I had notes say the pepernoot would have letters on them and made of chocolate. The pepernoot doesn’t have to be made of chocolate. That these letters represented runes that Woden would pass out to men. I did find, looking at this closer, that the tossing of pepernoten at children, especially a baby stems from an old fertility rite where Sinterklaas is blessing them.

Medieval Times – Enslaving The Devil

During the Medieval Times of Europe, Saint Nicholas is sometimes shown as having tamed or chained the devil. This figure may or may not necessarily be black. For the Netherlands, there is no mention of any devil, servant or any sort of companion for Saint Nicholas between the 16th and up to the last half of the 19th centuries.

A long-standing theory then has suggested that Zwarte Piet and many of the similar characters found in Germanic Europe such as Krampus in Austria, Ruprecht in Germany, Père Fouettard and Housécker (Mr. Bogeyman has been offered translation of this name) in France and Luxembourg, and Schmutzli in Switzerland to name a few.

While all the others dark helpers of Sinterklaas are outright devils or dark, soot covered men, the image of Zwarte Piet is the only one who seems to have changed to become an outright black person. That when we get to the 19th and 20th century Netherlands, Piet has become a Moor and servant to Saint Nicholas who helps the old man out on his nightly rounds.

Zwarte Piet’s Arrival To Dutch Traditions

By the time Zwarte Piet is introduced to the mythos of Christmas as a companion of Sinterklass, there has been a change in the overall attitude of Sinterklaas’ nature and character. Before Zwarte Piet, Sinterklaas was seen as something of a bogeyman. Was he bringing presents, coal, a beating with a switch or worse yet, carrying you away in his bag never to be seen again?

With the introduction of Zwarte Piet, some of the darker, more terrifying attributes of Sinterklaas were now part of Zwarte Piet’s character. This change owes a lot to the Christian dichotomy of Good and Evil with no in-betweens. While Zwarte Piet is introduced as Sinterklaas’ servant, it is still very much connected to the previously mentioned concept of chaining and enslaving the devil.

Unfortunately, with Zwarte Piet now getting all of these negative characteristics, many children became afraid of Zwarte Piet as he’s the one who now punishes and a bogeyman to be avoided. This again was changed around the 1950’s and 1960’s with Sinterklaas again becoming the sterner and dour of the two while Zwarte Piet becomes more of a benign figure passing out gifts and treats along with behaving in a clownish manner that children love.

Codifying A Legend

The earliest mention of Sinterklaas having a companion or servant is in 1850 when a school teacher, Jan Schenkman published the book: “Sint Nikolaas en zijn Knecht” (“Saint Nicholas and his Servant”). At first, this early servant is a page boy, a dark-skinned person wearing the clothing of the Moors. This book introduced the tradition of Sinterklaas arriving by steamboat from Spain. This version of Saint Nicholas has no mention to his Turkish connection in Myra.

In the first edition of Schenkman’s book, the servant is shown dressed in simple white clothing with red piping. Beginning with the second edition of the book in 1858, the servant’s page outfit becomes more colorful that is more typical of early Spanish fashions. Schenkman’s book stayed in print until 1950 and has shaped much of the Netherland traditions and celebrations of Saint Nicholas’ Day.

What’s In A Name?

The one thing to note is that in Schenkman’s book, Sinterklaas’ servant isn’t named. However, Joseph Albert Alberdingk Thijm had made reference to Sinterklaas’ companion being named Pieter-me-knecht in a note written to E.J. Potgieter in 1850. Alberdingk Thijm later wrote in 1884 remembering how as a child in 1828, he had gone to a Saint Nicholas celebration at the home of Dominico Arata, an Italian merchant living in Amsterdam. He recalled that during this time, Saint Nicholas had been accompanied by “Pieter me Knecht …, a frizzy haired Negro”, who, instead of a switch to punish children with, carried a large basket filled with presents.

The Dutch newspaper, De Tijd in 1859 took note of how Saint Nicholas was often seen in the company of “a Negro, who, under the name of Pieter, mijn knecht, is no less popular than the Holy Bishop himself.”

By 1891, the book Het Feest van Sinterklaas names Sinterklaas’ servant Pieter. Up until around 1920, there had been a number of books giving this servant varying names and even appearances.

By 1920, as the Dutch celebrations of Sinterklaas became more standardized, the name of this servant became Zwarte Piet. At first, he was portrayed as being dull-witted, clumsy and speaking broken-Dutch.

WWII – After the liberation of the Netherlands, Canadian soldiers who were helping to organize the Saint Nicholas celebration and distribute out presents, dressed up as Zwarte Piet. As these numerous Zwarte Pieten moved through Amsterdam passing out their gifts, the idea of more than one Piet stuck and has continued.

All of these Pieten all have different tasks and roles in helping Sinterklaas. Some of these other Pieten are: Hoofdpiet, Navigation Piet, Present-Wrapping Piet, Pepernoten Piet and so on. The antics of Piet have also taken on being more silly and clownish to entertain children.

A Saint’s Miracle and Dutch Slavery

Unfortunately, this is a fact of history and since the codification of Zwarte Piet to be seen as black and a servant of Saint Nicholas, somewhere along the lines it has clearly become confused. The Christian belief of Saint Nicholas chaining the devil has likely, subconsciously gotten confused with the actual slavery. In the 15th century, the name of Black Peter was an alternative name for the devil.

Contributing to this legend is a story from the Legenda Aurea as retold by Eelco Verwijs in 1863, one of the miraculous deeds performed by the Saint after his death is that of freeing a slave boy in the “Emperor of Babylon’s” court and returning him to his parents. In this story, there is no mention at all of the child’s skin color.

Another thing to be noted about the date of 1863, is that this is when the Dutch abolished slavery, though it would still take a little bit of time for the last slave to fully be free.

Later books found in the 20th century of both fiction and non-fiction began to appear wherein Zwarte Piet is mentioned as a former slave that had been freed by Saint Nicholas and then stays on to become a friend and companion, helping him out in the Saint’s annual visits to the children.

During the 1500’s to 1850 roughly, the Dutch did engage in slavery that helped to build up their empire over three continents and places like Suriname and Indonesia. It’s surprising to see that for a nation that had such a deep investment with slavery, that it is largely still glossed over in the classrooms for history. While the Dutch did not keep many slaves, the West India Trade Company did transport thousands of slaves to other parts of the world.

Other Takes On Zwarte Piet

High Barbary – Piracy – One take on explaining Zwarte Piet as black is that he’s a Moor from Spain. A few stories of Zwarte Piet’s origins connect him with piracy and the raids that the Moors would conduct along the coasts of Europe. So if Piet isn’t wearing a page’s outfit, he’s dressed as either a Moor or in a pirate’s garb. Hence the gold earrings that Piet used to wear.

Chimney Sweep – In the 1950’s, another explanation often given to try and soften the image of Zwarte Piet and resolve the issue of slavery is that Zwarte Piet is a chimney sweep. So Piet’s skin is black from going down the chimneys delivering gifts to children. In places like Belgium, Zwarte Piet will leave the gifts in children’s shoes much like La Befana leaves gifts in the shoes of Italian children.

This explanation of soot often isn’t accepted as people will point out that Piet still has curly or frizzy black hair, red lips and more importantly, that his clothes are still immaculately clean.

Crime & Punishment

Before being a gift-giver of Sinterklass, Zwarte Piet would be the one to punish naughty children. Some of the punishments he would dole out are:

*The least of a child’s worries is receiving a lump of coal as a reminder to be good.

*Some bad children will get a “roe” – which is a bundle of twigs or switches.

*If a child was really naughty, he or she might be hit with that roe or switch.

*Particularly bad children get carried away back to Spain where Sinterklaas lives. This part of the legend and punishment is a reference to the times when the Moors raided along the European coasts and would abduct people into slavery.

Also, depending on the version of this part of the myth being told, the bad children carried away in the sack either become Pieten themselves or get eaten.

Signs & Changes Of The Times

Of course, once the image of Zwarte Piet became standardized, it took off in the Netherlands in the early 20th century and instead of doling out punishments, Zwarte Piet hands out treats from his bag and continues his role as Sinterklaas’ helper.

Controversy

Towards the end of the 20th century and the start of the 21st century, the character of Zwarte Piet has come under attack as many people see the character to be very racist in some very negative portrayals of stereotypes. At current, there have been discussions on how to update the image of Piet to try and remove the racist elements to others outright calling for Piet’s being banned from the Saint Nicholas celebrations.

There have been efforts to try and ease this problem, some like the NPS replacing the black Pieten with a rainbow of Pieten. Others have called for alterations to characteristics of Zwarte Piet to be changed such as the frizzy hair, red lips, and no earrings. Other proposed changes put forth by the Centre for Equal Opportunities and Opposition to Racism have been to stop the portrayals of Zwarte Piet as being “stupid, inferior or a dangerous black man.” Even the use of blackface makeup with Zwarte Piet has caused a lot of debate. If Piet is supposed to be black from the soot while going down chimneys, he should only look smudged, not totally black. And certainly other countries such as the US and the UK when first encountering Zwarte Piet see a very strong negative connotation with the use of blackface when portraying a black person.

Caricaturing

 There are many Dutch and those who celebrate Saint Nicholas Day in places such as Aruba, Curaçao, Indonesia, Sint Maarten, and Suriname who do not see a problem with Zwarte Piet and accept an evolution of a character to become a friend of children and a positive representation of color in the Christmas/Winter traditions. To them, he’s just black, but not necessarily of African descent and is more of a fairy tale type figure who delivers gifts and has become removed from the enslaved devil he once was.

The argument then is trying to get an awareness that how Zwarte Piet has been depicted is a caricature and very much so negative stereotypes of black people. Namely with the afro hair, thick red lips and being shown as too buffoonish.

While there are efforts to try and make changes to how Zwarte Piet is depicted, there are still protests and demonstrations against Zwarte Piet. The protesters cite the racism in Zwarte Piet’s depictions as being a very lazy, clownish black stereotype that in other settings and countries, would be very offensive. Articles have recounted examples of children from African decent being bullied. Adults and children alike of African descent who get called Zwarte Piet and any possible unspoken and underlying implications of what’s being referred to with the comment of slaves, someone who is foolish, stupid, lazy or dangerous, who’s only purpose is to be there for someone else’s entertainment.

And as has been noted in comments and articles while reading up on Zwarte Piet, it hasn’t been until the last couple of generations that there as more and more immigrants and people of other ethnic groups moving to the Netherlands that, the Dutch mindset of what is appropriate and what’s seen as racist is currently being challenged by outsiders.

Cultural & Historical Disconnect

It has been commented on by one journalist, Dimitri Tokmetzis, “”I don’t think the Dutch want to offend black people with Zwarte Piet. We don’t have a history with blackface, on the other hand, there are clearly some racist undertones that many people won’t recognize. Zwarte Piet is always depicted as stupid and one song even states that although Zwarte Piet is black, you can basically trust him because he means well. So there is this disconnect between the intentions of most people and how it comes across to those who are more sensitive to racial issues.”

Which would be the heart of it, a disconnect and denial by some who don’t see or fail to see the racist implications in the figure of Zwarte Piet as he is currently represented. Another commentary has pointed out a lack of the Netherlands own sensitivity to their colonial history and the impact it has had. Not surprising when others have pointed out that in history books in school, the subject barely gets covered or glossed over.

The flip side to why many Dutch may have a hard time accepting the racist elements is that Zwarte Piet is so closely tied to a children’s celebration and it feels so much like an attack on childhood memories and nostalgia. It can be very difficult to have an ugly truth of what was once thought socially acceptable be pointed out as no it’s not.

Movie Time! – Santa & Pete

I was delighted one year when visiting an Aunt of mine during the holidays, that when searching for a Christmas movie to watch, we came across the movie of Santa & Pete with James Earl Jones staring as the Grandfather and narrator of the story as he tells his grandson of their family history.

I had already come across the figure of Zwarte Piet when reading the book “When Santa was a Shaman.” I had been worried this would show some of the more negative associations and connotations with Piet. To my relief, the movie shows a very positive portrayal of the character and showing both Santa and Pete as friends and equals in their work to visit the children at Christmas and passing out gifts.

This is what I see, if the more positive aspects of Zwarte Piet can get focused on, as a friend to children and gift giver, we have a positive representation of someone of color within the overall Christmas mythos and celebrations.

As it stands, when reading the various articles and controversies regarding Zwarte Piet, there are still a lot of the more negative associations attached to him and no one is quite sure on how to make the appropriate changes to the character in order to keep him while others are calling for his complete banning and removal from Dutch traditions.